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| NIMU | Non-Invasive Monitoring Systems, Inc. | $10.50 | $10.8M |
| FCRM | Franklin Credit Management Corporation | $0.19 | $1.9M |
| GYGC | Guyana Gold Corp. | $0.00 | $797.2K |
| ICOA | ICOA, Inc. | $0.00 | $602.5K |
| CBYI | Cal Bay International, Inc. | $0.00 | $534.2K |
| APSI | Aqua Power Systems Inc. | $0.01 | $172.0K |
| NSAV | Net Savings Link, Inc. | $0.00 | $71.0K |
| HYBOF | HyperBlock Inc. | $0.00 | $24.6K |
| FCIC | FCCC, Inc. | $0.00 | $3.5K |
| MERR | Merriman Holdings, Inc. | $0.00 | $456.0 |